What is Soflo Consulting?

Soflo Consulting is an AML/BSA compliance platform backed by compliance professionals that delivers industry-specific employee training, BSA risk assessment support, and AML policy review or creation for regulated businesses nationwide. It is a compliance platform and services provider, not a law firm, a bank, or a CPA firm.

What should an AML/BSA compliance program include?

A complete program has five pillars: a designated BSA compliance officer, written AML policies and procedures, ongoing employee training on an annual cycle, independent testing, and customer due diligence. Soflo directly supports the policies, training, and due-diligence pillars.

How much does Soflo cost?

AML/BSA training starts at $75 per employee per year, with volume discounts down to $35 per seat. Program Review starts at $1,800 per year and Program Creation at $3,500 per year; both are company-level services priced by industry.

Is Soflo a law firm or a bank?

No. Soflo is an AML/BSA compliance platform and services provider. It is not a law firm, a bank, a CPA firm, or a software-only company.

Do I need a sales call to get started?

No. Regulated businesses can subscribe online in minutes and get instant access after purchase; there is no mandatory sales call.

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FinCEN Finalizes BOI Reporting Exemption for U.S. Companies and U.S. Persons; Will Delete Previously Reported Information

On August 11, 2026, FinCEN announced a final rule - effective August 14, 2026 - that continues and finalizes the exemption introduced in its March 2025 interim final rule: U.S. companies are no longer required to report beneficial ownership information, and U.S. persons are no longer reported as beneficial owners. Foreign reporting companies must still file, but not for their U.S. person owners. FinCEN also announced it will delete previously reported information about U.S. persons.

Soflo Consulting Team

August 11, 2026 • 10 min read

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Compliance StrategyFive dates remaining in 2026

FINRA Compliance Deadlines: Important Rule Changes for November and December 2026

Between November 16 and December 21, 2026, FINRA members face five distinct dates: order allocation procedures, SFAC and Regional Committee nominations, circuit breaker and trade reporting operating hours, mandatory preliminary renewal statement payments, and the Rule 5110 underwriting compensation amendments. Here is each one, what it requires, and who owns it inside the firm.

FINRA compliance deadlines 2026FINRA December 2026 deadlines

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