AML Training for Mortgage Brokers
Mortgage brokers and non-bank lenders are required by FinCEN to complete annual AML-BSA training. Soflo delivers mortgage-specific online training with auto-generated certificates — no scheduling, no classrooms, instant access after purchase.
98%
Exam pass rate
150+
Lenders trained
~60 min
Training duration
From $75/seat
Starting price
What AML Training Do Mortgage Brokers Need?
Under 31 CFR Part 1029, non-bank residential mortgage lenders and originators — including mortgage brokers — are required to maintain written AML compliance programs that include annual employee training. This is a federal requirement enforced by FinCEN and state mortgage regulators, not optional guidance.
Soflo's AML training for mortgage brokers covers loan application fraud, property flipping schemes, straw buyer transactions, cash-out refinancing red flags, OFAC screening, and SAR filing obligations. Each employee receives an auto-generated certificate of completion that satisfies examiner documentation requirements.
Training is delivered entirely online and takes approximately 45 to 90 minutes per employee. Managers get a real-time dashboard showing completion status for every team member, plus exportable audit reports ready for state mortgage regulators and CFPB examiners.
Regulatory Authority
FinCEN / State Mortgage Regulators / CFPB
What's Included
Annual AML-BSA training for all mortgage broker employees
Auto-generated certificates of completion for each employee
Audit-ready training completion reports for examiners
Mortgage-specific content: loan fraud, straw buyers, OFAC
SAR filing procedures and red flag recognition
Annual renewal reminders to maintain continuous compliance
The Smarter Way to Stay Compliant
No consultants. No proposals. No sales calls. Just a complete AML-BSA compliance program — online, instantly.
Mortgage-Specific Content
Training covers loan application fraud, property flipping, straw buyer transactions, and cash-out refinancing red flags — not generic compliance content.
Auto-Generated Certificates
Every employee receives a certificate of completion immediately after finishing training. No manual processing, no waiting.
Manager Dashboard
Track completion status for every employee in real time. Export audit-ready reports for state mortgage regulators and CFPB examiners.
Instant Access
Training is available immediately after purchase. No scheduling, no classrooms, no waiting for a consultant to set things up.
Three Plans. No Custom Quotes.
Pick your plan and start today. No proposals, no sales calls, no waiting.
Training Only
Annual AML-BSA training & certification
From $75/yr
Annual AML-BSA compliance subscription
- Annual AML-BSA video training modules
- Auto-generated certificates of completion
- Employee progress tracking dashboard
- Audit-ready compliance reports
- Automated annual renewal reminders
Instant access · no sales call required
Training + Review
Training + BSA risk assessment review
From $3,244/yr
Annual AML-BSA compliance subscription
- Everything in Training Only
- Expert review of your BSA risk assessment
- Gap analysis against current FinCEN standards
- AML policy & procedures review
- Written remediation recommendations report
Instant access · no sales call required
Training + Creation
Full AML-BSA program built from scratch
From $5,090/yr
Annual AML-BSA compliance subscription
- Everything in Training Only
- New institutional BSA risk assessment
- Custom AML policy manual for your company
- Customer risk rating methodology
- FinCEN regulatory update tracking
Instant access · no sales call required
Common Questions
Is AML training required for mortgage brokers?
Yes. Under 31 CFR Part 1029, non-bank residential mortgage lenders and originators — including mortgage brokers — are required to maintain written AML compliance programs that include annual employee training. This is a federal requirement enforced by FinCEN and state mortgage regulators.
How long does AML training take for mortgage brokers?
Soflo's AML training for mortgage brokers takes approximately 45 to 90 minutes per employee. Training is delivered online and can be completed at any time. Auto-generated certificates are available immediately upon completion.
What does AML training for mortgage brokers cover?
Soflo's AML training for mortgage brokers covers loan application fraud, property flipping schemes, straw buyer transactions, cash-out refinancing red flags, OFAC screening, and SAR filing obligations. All content is specific to the mortgage industry.
How much does AML training cost for mortgage brokers?
Soflo offers annual AML training for mortgage brokers starting at $75/seat. Training includes mortgage-specific content, auto-generated certificates, and annual renewal reminders.
Can I train my entire mortgage team through Soflo?
Yes. Soflo's platform supports multi-employee training with individual progress tracking, auto-generated certificates for each employee, and exportable completion reports for management and regulators.
Related AML-BSA compliance resources
AML Training for Mortgage Brokers
Subscribe online in minutes. No sales calls. No consultants. Instant access to your complete AML-BSA compliance program.